Jon Roberts

Chief Compliance Officer

Quick Facts

  • Experience working collaboratively with Company management as well as Lenders and other stakeholders.
  • Supports firm wide business functions, including negotiation and execution of contracts, legal documentation, staffing, compliance, marketing content, vendor firm contact, and professional partner relationships.

Mr. Roberts has more than 15 years of experience providing financial and operational restructuring services to client stakeholders, including company management teams, lenders, investors and Boards of Directors. Experience includes providing bankruptcy advisory services, business assessments, performance improvement initiatives, due diligence, mergers and acquisitions transactions, and restructurings.

He is also responsible for the firm’s business administration functions, including contracts and legal documentation, engagement oversight, staffing, and compliance.

Mr. Roberts earned a BS in Business Administration with concentrations in Finance and Management from Montclair State University. He is a member of the Turnaround Management Association and a FINRA General Securities Principal.