Carl Marks Securities LLC, the broker-dealer affiliate of Carl Marks Advisory Group LLC, is an investment bank that helps middle market companies raise debt and equity capital through private placements as well as executes mergers and acquisitions. The Carl Marks’ team combines the skill set of bankers from top Wall Street firms with the street smarts and practical experience of partners that have owned, operated, financed and sold their own business
We are an independent division of Carl Marks & Co., one of the nation’s most experienced merchant banks that today runs a range of principal investment and advisory businesses. Founded by the firm’s namesake in 1925, the entire Carl Marks organization is widely regarded for its family-based culture, financial acumen and high ethical standards. We share this core sense of family with our clients, stressing alignment of interest and a deep personal commitment to all transactions and engagements.