Linda Caffin

Chief Compliance Officer

Ms. Caffin is Chief Compliance Officer of Carl Marks Securities LLC and Chief Administrative Officer of Carl Marks and Co., Inc.

She previously held various corporate positions in Management, HR & Administration, and Operations, most recently as Administrative Manager with the former Booz Allen Hamilton in the New York and Boston offices.

Ms. Caffin has a Bachelor of Arts from the State University of New York at Albany. She is also certified through the Society for Human Resources Management as a Senior Certified Professional (SHRM-SCP), is as a Senior Professional in Human Resources (SPHR) through the Human Resources Certification Institute. She is a member of the American Bar Association and the State Bar of Georgia. She is a FINRA General Securities Principal.