Ms. Caffin is Chief Compliance Officer of Carl Marks Securities LLC and Chief Administrative Officer of Carl Marks and Co., Inc.
She previously held various corporate positions in Management, HR & Administration, and Operations, most recently as Administrative Manager with the former Booz Allen Hamilton in the New York and Boston offices.
Ms. Caffin has a Bachelor of Arts from the State University of New York at Albany. She is also certified through the Society for Human Resources Management as a Senior Certified Professional (SHRM-SCP), is as a Senior Professional in Human Resources (SPHR) through the Human Resources Certification Institute. She is a member of the American Bar Association and the State Bar of Georgia. She is a FINRA General Securities Principal.